In
addition to a broad knowledge of the financial services industry, the executives
of FSC have considerable expertise in their own particular field.
Working together as a team enables us to combine our skills to offer a
first-class service.
R.B.S.
Goh ACIS MCR
Ben Goh has extensive
compliance and management experience of life assurance and pensions, unit
trusts, PEP's, BES companies, offshore and collective investment schemes,
investment banking and investment management. He has led many compliance
conferences and training seminars.
He has acted in a compliance
consultancy capacity to a number of organisations including National Westminster
Bank plc and British Airways Pensions Investment Management Limited.
He
is currently Secretary to the Compliance Register and a member of the Financial
Services Panel of the Institute of Chartered Secretaries and Administrators.
Jacqueline
C. Gooch MAAT MCR
Jacqueline Gooch has
extensive compliance experience of IMRO regulated investment management
companies. She has passed the Investment Management Certificate (IMC)
which is the IMRO approved benchmark examination for Investment Managers.
For
over ten years she held a senior compliance position with WorldInvest Limited,
an institutional investment manager. She has also undertaken contract
and project work with City based Global Investment Management companies
Miles
B.D. Halford MA FCA MSI
Miles was for nine years
a senior executive of the Council of The Stock Exchange in the days before
"Big Bang".
For over five years he
was the compliance officer of the London investment banking subsidiaries
of IMI, the major Italian financial institution. He has spent some
years as a consultant on securities industry regulation, mostly with Touche
Ross. He is a member of the Securities Houses Compliance Officers
Group.
G.
Ronald Smith MBE LLB CA
Ronald Smith was for
five years a senior executive of IMRO during the formative time in which
IMRO was developing its rules and regulatory approach.
For many years prior
to joining IMRO, he held senior positions in the international accounting
firm Ernst & Whinney's (now Ernst & Young) continental European
operations.
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