Financial Services Compliance Limited (FSC) is an independent consultancy offering advice and assistance relating to compliance with UK regulatory requirements associated with the Financial Services Act 1986 and other relevant legislation. 

 

Our expertise and experience of the most current SIB, IMRO, PIA and SFA requirements are brought to bear in providing the following services:  

 

  • Compliance reviews
  • Pre-regulator inspection reviews
  • Post-regulator inspection corrective action
  • New organisations – preparation for applying for authorisation under the Financial Services Act 1986
  • On-going compliance supervision
  • In-house compliance training
  • Interim support and management
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