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Financial
Services Compliance Limited (FSC) is an independent consultancy offering
advice and assistance relating to compliance with UK regulatory requirements
associated with the Financial Services Act 1986 and other relevant legislation.
Our expertise and experience
of the most current SIB, IMRO, PIA and SFA requirements are brought to
bear in providing the following services:
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Compliance reviews
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Pre-regulator inspection
reviews
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Post-regulator inspection
corrective action
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New organisations – preparation
for applying for authorisation under the Financial Services Act 1986
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On-going compliance supervision
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In-house compliance training
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Interim support and management
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